BANKING AND FINANCIAL REGULATION

Course objectives

Students that will successfully pass the “Banking and Financial Regulation” exam will be able tounderstand the issues relating to the regulation of banking and financial activities, through the study ofregulatory sources at both European and national levels. In particular, students will be able to understandthe issues relating to the exercise of banking supervision, the rules concerning the governance of thebanking and financial company, the discipline of customer relations. Such knowledge is extremely usefulboth for students who intend to continue their research activity within the academia, and for students whowant to enter the job market, at the supervisory authorities or at banking and financial intermediaries. Students that will successfully pass the “Banking and Financial Regulation” exam will be able to applythe concepts relating to the purposes, characteristics, contents and exercise of supervision of banks andfinancial intermediaries and the rules to protect customers in contractual relationships with banks andfinancial intermediaries.

Channel 1
GIAN MICHELE ROBERTI Lecturers' profile

Program - Frequency - Exams

Course program
Detailed program will be made available.
Prerequisites
No prerequisites.
Books
Suggested texts: M. LEHMANN, C. KUMPAN (a c.di) "European Financial Services and Law" - Nomos Verlagsgesellschaft 2019 M. LAMANDINI, D. RAMOS MUNOZ "Eu Financial Law: an introduction" - Wolters Kluwer Italia 2016 J.B POULLE et. al. "EU Banking and financial regulation" - Edward Elgar Publishing 2024 D. BUGEJA “Reforming corporate retail investor protection: regulating to avert mis-selling” – Hart Publishing 2021 Other textss and selected documents will be suggested or distributed during course.
Frequency
Mandatory
Exam mode
Oral exam
Lesson mode
Frontal lessons
  • Lesson code10592626
  • Academic year2025/2026
  • CourseEconomics
  • CurriculumMacroeconomics and finance (Percorso valido anche fini del conseguimento del doppio titolo italo-belga) - in lingua inglese
  • Year1st year
  • Semester2nd semester
  • SSDIUS/05
  • CFU6